Lewis Financial Management, LLC
● SEC registered since 2001CRD 116344SEC# 801-60666Raleigh, NC
Reg. AUM
$338.7M
Employees
2
Accounts
88
Location
Raleigh, NC
Lewis Financial Management, LLC assets under management
Lewis Financial Management, LLC is an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2001. It reports $338.7 million in regulatory assets under management and employs 2 people.
Lewis Financial Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas Joel Lewis Control | Managing Member, Chief Compliance Officer | 50-75% | 2004 |
| Linda Perez Lewis Control | Member | 50-75% | 2001 |
Frequently asked questions
How much does Lewis Financial Management, LLC manage?
Lewis Financial Management, LLC reports $338.7 million in regulatory assets under management on its Form ADV.
How many employees does Lewis Financial Management, LLC have?
Lewis Financial Management, LLC reports 2 employees.
Where is Lewis Financial Management, LLC located?
Lewis Financial Management, LLC is based in Raleigh, NC and has been SEC-registered since 2001.
Does Lewis Financial Management, LLC disclose fund performance?
Lewis Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1611 East Millbrook Road, Raleigh, NC 27609 |
| Phone | 919-872-7000 |
| Fax | 919-872-7004 |
| Office hours | 8:00-5:30 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$338.7M▼ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$338.7Mregulatory AUM
Discretionary $0Non-discretionary $338.7M