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Lifesteps Financial, Inc.

● SEC registered since 2010CRD 153852SEC# 801-71544Claremont, CA
Export (members)
Reg. AUM
$442.7M
Employees
9
Accounts
1,191
Location
Claremont, CA

Lifesteps Financial, Inc. assets under management

Lifesteps Financial, Inc. is an SEC-registered investment adviser based in Claremont, CA. The firm has been registered since 2010. It reports $442.7 million in regulatory assets under management and employs 9 people.

Lifesteps Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Eric Vincent Ross Bergquist ControlChief Financial OfficerUnder 5%2026
Henry Milton Ford ControlFounder, Cco, CeoOver 75%2010

Frequently asked questions

How much does Lifesteps Financial, Inc. manage?

Lifesteps Financial, Inc. reports $442.7 million in regulatory assets under management on its Form ADV.

How many employees does Lifesteps Financial, Inc. have?

Lifesteps Financial, Inc. reports 9 employees.

Where is Lifesteps Financial, Inc. located?

Lifesteps Financial, Inc. is based in Claremont, CA and has been SEC-registered since 2010.

Does Lifesteps Financial, Inc. disclose fund performance?

Lifesteps Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address250 West First Street, Suite 248, Claremont, CA 91711
Phone909-267-3770
Fax909-267-3790
Office hours7:00 a.m. To 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$442.7M▲ 18%
Feb '25 — $374.6MMar '25 — $374.6MApr '25 — $374.6MMay '25 — $374.6MJun '25 — $374.6MJul '25 — $374.6MAug '25 — $374.6MSep '25 — $374.6MOct '25 — $374.6MNov '25 — $374.6MDec '25 — $374.6MJan '26 — $374.6MFeb '26 — $442.7MMar '26 — $442.7MApr '26 — $442.7MMay '26 — $442.7MJun '26 — $442.7M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$442.7Mregulatory AUM
Discretionary $341MNon-discretionary $101.7M