Light Financial Services, Inc.
● SEC registered since 2022CRD 131678SEC# 801-123619Fargo, ND
Reg. AUM
$175.5M
Employees
2
Accounts
1,810
Location
Fargo, ND
Light Financial Services, Inc. assets under management
Light Financial Services, Inc. operates as an SEC-registered investment adviser based in Fargo, ND. The firm has been registered since 2022. It reports $175.5 million in regulatory assets under management and employs 2 people.
Light Financial Services, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Paul Arthur Light Control | President, Secretary, Treasurer, Director, Chief Compliance Officer | Over 75% | 2003 |
Frequently asked questions
How much does Light Financial Services, Inc. manage?
Light Financial Services, Inc. reports $175.5 million in regulatory assets under management on its Form ADV.
How many employees does Light Financial Services, Inc. have?
Light Financial Services, Inc. reports 2 employees.
Where is Light Financial Services, Inc. located?
Light Financial Services, Inc. is based in Fargo, ND and has been SEC-registered since 2022.
Does Light Financial Services, Inc. disclose fund performance?
Light Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3575 45th St S, Suite 112, Fargo, ND 58104 |
| Phone | 701.356.5106 |
| Fax | 701.356.0169 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$175.5M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$175.5Mregulatory AUM
Discretionary $174.7MNon-discretionary $857K