Lipe & Dalton,inc.
● SEC registered since 2006CRD 132737SEC# 801-66472Syracuse, NY
Reg. AUM
$779.9M
Employees
2
Accounts
382
Location
Syracuse, NY
Lipe & Dalton,inc. assets under management
Lipe & Dalton,inc. is an investment advisory firm registered with the SEC based in Syracuse, NY. The firm has been registered since 2006. It reports $779.9 million in regulatory assets under management and employs 2 people.
Lipe & Dalton,inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Patrick Dalton Control | President | 50-75% | 2004 |
| Willard Charles Lipe Control | Chief Executive Officer/Chief Compliance Officer | 50-75% | 2004 |
Frequently asked questions
How much does Lipe & Dalton,inc. manage?
Lipe & Dalton,inc. reports $779.9 million in regulatory assets under management on its Form ADV.
How many employees does Lipe & Dalton,inc. have?
Lipe & Dalton,inc. reports 2 employees.
Where is Lipe & Dalton,inc. located?
Lipe & Dalton,inc. is based in Syracuse, NY and has been SEC-registered since 2006.
Does Lipe & Dalton,inc. disclose fund performance?
Lipe & Dalton,inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 103 E. Water Street, Suite 305, Syracuse, NY 13202 |
| Phone | 315-428-8585 |
| Fax | 315-428-8589 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1570396 |
| Discloses disciplinary history | No |
Regulatory AUM
$779.9M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$779.9Mregulatory AUM
Discretionary $779.9M