Lm Capital Group, LLC
● SEC registered since 2002CRD 120277SEC# 801-61100San Diego, CA
Reg. AUM
$6.1B
Employees
20
Accounts
38
Location
San Diego, CA
Lm Capital Group, LLC assets under management
Lm Capital Group, LLC is an investment advisory firm registered with the SEC based in San Diego, CA. The firm has been registered since 2002. It reports $6.1 billion in regulatory assets under management and employs 20 people.
Lm Capital Group, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Marc Frankel | Chief Compliance Officer | Under 5% | 2010 |
| John Edward Chalker Control | Owner/Partner | Under 5% | 1988 |
| Lm Capital Management Inc Control | Holding Company | Over 75% | 2002 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Lm Capital Group, LLC manage?
Lm Capital Group, LLC reports $6.1 billion in regulatory assets under management on its Form ADV.
How many employees does Lm Capital Group, LLC have?
Lm Capital Group, LLC reports 20 employees.
Where is Lm Capital Group, LLC located?
Lm Capital Group, LLC is based in San Diego, CA and has been SEC-registered since 2002.
Does Lm Capital Group, LLC disclose fund performance?
Lm Capital Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 750 B Street, Suite 3010, San Diego, CA 92101 |
| Phone | 619-814-1401 |
| Fax | 619-814-1404 |
| Office hours | 8:00a.m. To 4:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$6.1B▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 24%
More than 76% of 16,825 advisers
Assets under management
$6.1Bregulatory AUM
Discretionary $6.1B