Lowery Thomas, LLC
● SEC registered since 2000CRD 110058SEC# 801-58206
Reg. AUM
$385.8M
Employees
6
Accounts
617
Location
—
About Lowery Thomas
Lowery Thomas is an independent registered investment adviser offering investing, wealth management, financial planning, retirement planning, and employee stock option guidance. It offers flexible plans that adapt as economic conditions and life circumstances change, with a behavioral-finance orientation.
Summary based on the firm’s website.
Lowery Thomas, LLC assets under management
Lowery Thomas, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2000. It reports $385.8 million in regulatory assets under management and employs 6 people.
Lowery Thomas, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David James Lowery Control | Vice President | Under 5% | 1999 |
| Kenneth Grant Cala Control | V.p., Secretary., Director | 50-75% | 1999 |
| Mark Thomas Vicencio Control | President, Chief Compliance Officer, Treasurer, Director | 50-75% | 1999 |
Frequently asked questions
How much does Lowery Thomas, LLC manage?
Lowery Thomas, LLC reports $385.8 million in regulatory assets under management on its Form ADV.
How many employees does Lowery Thomas, LLC have?
Lowery Thomas, LLC reports 6 employees.
Does Lowery Thomas, LLC disclose fund performance?
Lowery Thomas, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 831-230-6380 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1919701 |
| Discloses disciplinary history | No |
Regulatory AUM
$385.8M▲ 13%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,389 advisers
EmployeesTop 56%
More than 44% of 16,799 advisers
Assets under management
$385.8Mregulatory AUM
Discretionary $224.9MNon-discretionary $160.9M