Lowery Thomas, LLC
● SEC registered since 2000CRD 110058SEC# 801-58206
Reg. AUM
$385.8M
Employees
6
Accounts
617
Location
—
Lowery Thomas, LLC assets under management
Lowery Thomas, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2000. It reports $385.8 million in regulatory assets under management and employs 6 people.
Lowery Thomas, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David James Lowery Control | Vice President | Under 5% | 1999 |
| Kenneth Grant Cala Control | V.p., Secretary., Director | 50-75% | 1999 |
| Mark Thomas Vicencio Control | President, Chief Compliance Officer, Treasurer, Director | 50-75% | 1999 |
Frequently asked questions
How much does Lowery Thomas, LLC manage?
Lowery Thomas, LLC reports $385.8 million in regulatory assets under management on its Form ADV.
How many employees does Lowery Thomas, LLC have?
Lowery Thomas, LLC reports 6 employees.
Does Lowery Thomas, LLC disclose fund performance?
Lowery Thomas, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 831-230-6380 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1919701 |
| Discloses disciplinary history | No |
Regulatory AUM
$385.8M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$385.8Mregulatory AUM
Discretionary $224.9MNon-discretionary $160.9M