Lumbard & Kellner, LLC
● SEC registered since 2003CRD 117196SEC# 801-61888Hollis, NH
Reg. AUM
$443.6M
Employees
4
Accounts
321
Location
Hollis, NH
Lumbard & Kellner, LLC assets under management
Lumbard & Kellner, LLC is an SEC-registered investment adviser based in Hollis, NH. The firm has been registered since 2003. It reports $443.6 million in regulatory assets under management and employs 4 people.
Lumbard & Kellner, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anne Russell Control | Member | 10-25% | 2013 |
| Drew Dawson Kellner Control | Member, Chief Compliance Officer | 10-25% | 2005 |
| James B Conway Control | Member | 10-25% | 2021 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Lumbard & Kellner, LLC manage?
Lumbard & Kellner, LLC reports $443.6 million in regulatory assets under management on its Form ADV.
How many employees does Lumbard & Kellner, LLC have?
Lumbard & Kellner, LLC reports 4 employees.
Where is Lumbard & Kellner, LLC located?
Lumbard & Kellner, LLC is based in Hollis, NH and has been SEC-registered since 2003.
Does Lumbard & Kellner, LLC disclose fund performance?
Lumbard & Kellner, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5 Hutchings Drive, Hollis, NH 03049-0749 |
| Phone | 603-465-7700 |
| Fax | 603-465-7774 |
| Office hours | 9:00 a.m.- 4:15 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$443.6M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$443.6Mregulatory AUM
Discretionary $443.6M