Lumos Capital Group LLC
● SEC registered since 2022CRD 306528SEC# 801-126166New York, NY
Ranks #4,707 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$274.5M
Fund GAV
$274.5M
Private funds
6
Employees
7
Accounts
6
Location
New York, NY
Lumos Capital Group LLC assets under management
Lumos Capital Group LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2022. It reports $274.5 million in regulatory assets under management and employs 7 people. Lumos Capital Group LLC manages 6 private funds with combined gross assets of $274.5 million, including Lumos Capital Fund I LP. By regulatory assets, it ranks 4,707 of 6,004 private fund managers.
Lumos Capital Group LLC private funds
6 funds · $274.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Lumos Capital Fund I LP | Private Equity | $132.7M | — |
| Lumos Capital Fund II LP | Private Equity | $88.4M | — |
| Lumos Capital Fund Ii-A LP | Private Equity | $33.7M | — |
See all 6 funds — unlock the full record.
Join to unlock · $37/moLumos Capital Group LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Francis Tieng Control | Managing Partner And Cco | 50-75% | 2019 |
| Victor T. Hu Control | Managing Partner | 50-75% | 2019 |
Frequently asked questions
How much does Lumos Capital Group LLC manage?
Lumos Capital Group LLC reports $274.5 million in regulatory assets under management on its Form ADV.
How many private funds does Lumos Capital Group LLC manage?
Lumos Capital Group LLC manages 6 private funds with combined gross assets of $274.5 million.
How many employees does Lumos Capital Group LLC have?
Lumos Capital Group LLC reports 7 employees.
Where is Lumos Capital Group LLC located?
Lumos Capital Group LLC is based in New York, NY and has been SEC-registered since 2022.
Does Lumos Capital Group LLC disclose fund performance?
Lumos Capital Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1501 Broadway, Suite 1730, New York, NY 10036 |
| Phone | 917-847-5468 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$274.5M▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
AUM vs fund managersTop 78%
Larger than 22% of 6,004 private-fund managers
Number of fundsTop 36%
More funds than 64% of fund managers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$274.5Mregulatory AUM
Discretionary $274.5M