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M Financial Investment Advisers Inc

● SEC registered since 1995CRD 106648SEC# 801-50553Portland, OR
Export (members)
Reg. AUM
$1.01B
Employees
3
Accounts
4
Location
Portland, OR

M Financial Investment Advisers Inc assets under management

M Financial Investment Advisers Inc is an SEC-registered investment adviser based in Portland, OR. The firm has been registered since 1995. It reports $1 billion in regulatory assets under management and employs 3 people.

M Financial Investment Advisers Inc owners & executives

8 reported
NameTitleOwnershipSince
Carl James Peterson ControlDirectorUnder 5%2018
James David Kaplan ControlDirectorUnder 5%2021
James Robert Nash ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does M Financial Investment Advisers Inc manage?

M Financial Investment Advisers Inc reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does M Financial Investment Advisers Inc have?

M Financial Investment Advisers Inc reports 3 employees.

Where is M Financial Investment Advisers Inc located?

M Financial Investment Advisers Inc is based in Portland, OR and has been SEC-registered since 1995.

Does M Financial Investment Advisers Inc disclose fund performance?

M Financial Investment Advisers Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressM Financial Plaza, 1125 NW Couch Street, Suite 900, Portland, OR 97209
Phone503-232-6960
Fax503-238-1621
Office hours9:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$1.01B▲ 7%
Mar '25 — $937.9MApr '25 — $937.9MMay '25 — $937.9MJun '25 — $937.9MJul '25 — $937.9MAug '25 — $937.9MSep '25 — $937.9MOct '25 — $937.9MNov '25 — $937.9MDec '25 — $937.9MJan '26 — $937.9MFeb '26 — $937.9MMar '26 — $1.01BApr '26 — $1.01BMay '26 — $1.01BJun '26 — $1.01B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$1.01Bregulatory AUM
Discretionary $1.01B