M1 Advisory Services LLC
● SEC registered since 2015CRD 249787SEC# 801-106511Chicago, IL
Reg. AUM
$1.48B
Employees
14
Accounts
11,400
Location
Chicago, IL
About M1 Advisory Services
M1 Advisory Services is associated with M1, an automated investing platform with customizable commission-free brokerage and retirement accounts. It offers pie-based portfolio automation, cash accounts, and tools for dividend investing and plan rollovers.
Summary based on the firm’s website.
M1 Advisory Services LLC assets under management
M1 Advisory Services LLC is a registered investment adviser overseen by the SEC based in Chicago, IL. The firm has been registered since 2015. It reports $1.5 billion in regulatory assets under management and employs 14 people.
M1 Advisory Services LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Randall Barnes Control | President/Ceo | 10-25% | 2022 |
| Caleb Charles Matheny Control | Secretary/Cfo | Under 5% | 2022 |
| M1 Holdings Inc. Control | Owner | Over 75% | 2015 |
| Tealee Marie Hinger Control | Chief Compliance Officer | Under 5% | 2023 |
Frequently asked questions
How much does M1 Advisory Services LLC manage?
M1 Advisory Services LLC reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does M1 Advisory Services LLC have?
M1 Advisory Services LLC reports 14 employees.
Where is M1 Advisory Services LLC located?
M1 Advisory Services LLC is based in Chicago, IL and has been SEC-registered since 2015.
Does M1 Advisory Services LLC disclose fund performance?
M1 Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 North Lasalle Street, Suite 810, Chicago, IL 60601 |
| Phone | 312-600-2883 |
| Fax | 312-600-2883 |
| Office hours | 9:00-5:00 Ct |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.48B▲ 233496%
Mar '26Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,369 advisers
EmployeesTop 32%
More than 68% of 16,804 advisers
Assets under management
$1.48Bregulatory AUM
Discretionary $0Non-discretionary $1.48B