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Mach-1 Financial Group, LLC

● SEC registered since 2020CRD 298195SEC# 801-118093Rogers, AR
Export (members)
Reg. AUM
$546.3M
Employees
20
Accounts
3,255
Location
Rogers, AR

Mach-1 Financial Group, LLC assets under management

Mach-1 Financial Group, LLC is a registered investment adviser overseen by the SEC based in Rogers, AR. The firm has been registered since 2020. It reports $546.3 million in regulatory assets under management and employs 20 people.

Mach-1 Financial Group, LLC owners & executives

7 reported
NameTitleOwnershipSince
David Aaron Lee ControlFounder & Managing PartnerUnder 5%2023
James Brent Leas ControlChief Compliance OfficerUnder 5%2024
James Lee MacKeyPresident, Coo & Owner10-25%2023
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Frequently asked questions

How much does Mach-1 Financial Group, LLC manage?

Mach-1 Financial Group, LLC reports $546.3 million in regulatory assets under management on its Form ADV.

How many employees does Mach-1 Financial Group, LLC have?

Mach-1 Financial Group, LLC reports 20 employees.

Where is Mach-1 Financial Group, LLC located?

Mach-1 Financial Group, LLC is based in Rogers, AR and has been SEC-registered since 2020.

Does Mach-1 Financial Group, LLC disclose fund performance?

Mach-1 Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1001 S. 52nd Street, Suite 100, Rogers, AR 72758
Phone479-876-2100
Fax479-876-2960
Office hours8:30 a.m. - 4:30 p.m. M-Th; 8:30 a.m. -2 p.m. Fri
SEC regionFort Worth Regional Office (FWRO)
CIK1843358
Discloses disciplinary historyNo

Regulatory AUM

$546.3M▲ 31%
Mar '25 — $416.9MApr '25 — $416.9MMay '25 — $416.9MJun '25 — $416.9MJul '25 — $416.9MAug '25 — $416.9MSep '25 — $416.9MOct '25 — $416.9MNov '25 — $416.9MDec '25 — $416.9MJan '26 — $416.9MFeb '26 — $416.9MMar '26 — $546.3MApr '26 — $546.3MMay '26 — $546.3MJun '26 — $546.3M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 24%
More than 76% of 16,825 advisers

Assets under management

$546.3Mregulatory AUM
Discretionary $546.3M