Main Street Financial LLC
● SEC registered since 2012CRD 118130SEC# 801-76458Purchase, NY
Reg. AUM
$71.1M
Employees
4
Accounts
267
Location
Purchase, NY
Main Street Financial LLC assets under management
Main Street Financial LLC operates as an SEC-registered investment adviser based in Purchase, NY. The firm has been registered since 2012. It reports $71.1 million in regulatory assets under management and employs 4 people.
Main Street Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Joseph Benway Control | Chief Investment Officer | Under 5% | 2024 |
| Jay Donovan McNeill Control | Managing Member And Chief Compliance Officer | Over 75% | 2024 |
Frequently asked questions
How much does Main Street Financial LLC manage?
Main Street Financial LLC reports $71.1 million in regulatory assets under management on its Form ADV.
How many employees does Main Street Financial LLC have?
Main Street Financial LLC reports 4 employees.
Where is Main Street Financial LLC located?
Main Street Financial LLC is based in Purchase, NY and has been SEC-registered since 2012.
Does Main Street Financial LLC disclose fund performance?
Main Street Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2500 Westchester Ave, Suite 107, Purchase, NY 10577 |
| Phone | 914-698-8303 |
| Fax | 914-698-0745 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$71.1M▲ 16%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$71.1Mregulatory AUM
Discretionary $71.1M