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Mainstream Capital Management LLC

● SEC registered since 2021CRD 297145SEC# 801-122460Los Angeles, CA
Export (members)
Reg. AUM
$224M
Employees
4
Accounts
175
Location
Los Angeles, CA

Mainstream Capital Management LLC assets under management

Mainstream Capital Management LLC is an investment advisory firm registered with the SEC based in Los Angeles, CA. The firm has been registered since 2021. It reports $224 million in regulatory assets under management and employs 4 people.

Mainstream Capital Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Dixon Karmindro ControlPrincipal/Chief Compliance Officer/Managing Partner50-75%2022
Kyongjin Lee ControlPartner50-75%2022

Frequently asked questions

How much does Mainstream Capital Management LLC manage?

Mainstream Capital Management LLC reports $224 million in regulatory assets under management on its Form ADV.

How many employees does Mainstream Capital Management LLC have?

Mainstream Capital Management LLC reports 4 employees.

Where is Mainstream Capital Management LLC located?

Mainstream Capital Management LLC is based in Los Angeles, CA and has been SEC-registered since 2021.

Does Mainstream Capital Management LLC disclose fund performance?

Mainstream Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3435 Wilshire Blvd, 1100, Los Angeles, CA 90010
Phone213-365-6773
Fax800-466-9603
Office hours8-5 Pst
SEC regionLos Angeles Regional Office (LARO)
CIK2043084
Discloses disciplinary historyNo

Regulatory AUM

$224M▲ 7%
Feb '25 — $209.9MMar '25 — $209.9MApr '25 — $209.9MMay '25 — $209.9MJun '25 — $209.9MJul '25 — $209.9MAug '25 — $209.9MSep '25 — $209.9MOct '25 — $209.9MNov '25 — $209.9MDec '25 — $209.9MJan '26 — $209.9MFeb '26 — $209.9MMar '26 — $224MApr '26 — $224MMay '26 — $224MJun '26 — $224M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$224Mregulatory AUM
Discretionary $224M