Mandalay Financial, L.L.C.
● SEC registered since 2014CRD 113848SEC# 801-79515Bellaire, TX
Reg. AUM
$171.5M
Employees
3
Accounts
114
Location
Bellaire, TX
Mandalay Financial, L.L.C. assets under management
Mandalay Financial, L.L.C. is an SEC-registered investment adviser based in Bellaire, TX. The firm has been registered since 2014. It reports $171.5 million in regulatory assets under management and employs 3 people.
Mandalay Financial, L.L.C. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Charles Kuznicki Control | President & Chief Compliance Officer | Over 75% | 1999 |
Frequently asked questions
How much does Mandalay Financial, L.L.C. manage?
Mandalay Financial, L.L.C. reports $171.5 million in regulatory assets under management on its Form ADV.
How many employees does Mandalay Financial, L.L.C. have?
Mandalay Financial, L.L.C. reports 3 employees.
Where is Mandalay Financial, L.L.C. located?
Mandalay Financial, L.L.C. is based in Bellaire, TX and has been SEC-registered since 2014.
Does Mandalay Financial, L.L.C. disclose fund performance?
Mandalay Financial, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6750 West Loop South, Suite 1080, Bellaire, TX 77401 |
| Phone | 713-667-4026 |
| Fax | 713-667-4138 |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$171.5M▼ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$171.5Mregulatory AUM
Discretionary $0Non-discretionary $171.5M