Mark Sheptoff Financial Planning LLC
● SEC registered since 2000CRD 108742SEC# 801-57744Glastonbury, CT
Reg. AUM
$466.5M
Employees
3
Accounts
771
Location
Glastonbury, CT
Mark Sheptoff Financial Planning LLC assets under management
Mark Sheptoff Financial Planning LLC operates as an SEC-registered investment adviser based in Glastonbury, CT. The firm has been registered since 2000. It reports $466.5 million in regulatory assets under management and employs 3 people.
Mark Sheptoff Financial Planning LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jean Catherine Sheptoff | Limited Partner | 10-25% | 2016 |
| Mark A Sheptoff Control | Managing Member, Chief Compliance Officer | Over 75% | 1997 |
Frequently asked questions
How much does Mark Sheptoff Financial Planning LLC manage?
Mark Sheptoff Financial Planning LLC reports $466.5 million in regulatory assets under management on its Form ADV.
How many employees does Mark Sheptoff Financial Planning LLC have?
Mark Sheptoff Financial Planning LLC reports 3 employees.
Where is Mark Sheptoff Financial Planning LLC located?
Mark Sheptoff Financial Planning LLC is based in Glastonbury, CT and has been SEC-registered since 2000.
Does Mark Sheptoff Financial Planning LLC disclose fund performance?
Mark Sheptoff Financial Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 703 Hebron Ave 3rd Floor, Glastonbury, CT 06033 |
| Phone | 860-734-1090 |
| Fax | 860-734-1095 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$466.5M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$466.5Mregulatory AUM
Discretionary $466.5M