Marshall Investment Management, LLC
● SEC registered since 2019CRD 174817SEC# 801-117304Greenwood Village, CO
Reg. AUM
$298M
Employees
8
Accounts
1,073
Location
Greenwood Village, CO
Marshall Investment Management, LLC assets under management
Marshall Investment Management, LLC is an investment advisory firm registered with the SEC based in Greenwood Village, CO. The firm has been registered since 2019. It reports $298 million in regulatory assets under management and employs 8 people.
Marshall Investment Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Edward Marshall Control | Owner, President | Over 75% | 2015 |
| Kristin Lynn Schoenfelder Control | Investment Manager & Vice President | 10-25% | 2019 |
| Sharon Joy Evans Control | Chief Compliance Officer | 5-10% | 2015 |
Frequently asked questions
How much does Marshall Investment Management, LLC manage?
Marshall Investment Management, LLC reports $298 million in regulatory assets under management on its Form ADV.
How many employees does Marshall Investment Management, LLC have?
Marshall Investment Management, LLC reports 8 employees.
Where is Marshall Investment Management, LLC located?
Marshall Investment Management, LLC is based in Greenwood Village, CO and has been SEC-registered since 2019.
Does Marshall Investment Management, LLC disclose fund performance?
Marshall Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5251 Dtc Parkway, Suite 1185, Greenwood Village, CO 80111 |
| Phone | 303-991-6415 |
| Fax | 303-479-7211 |
| Office hours | 8:00 To 4:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$298M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$298Mregulatory AUM
Discretionary $297.8MNon-discretionary $210K