Marshall + Sterling Wealth Advisors, Inc.
● SEC registered since 2013CRD 164345SEC# 801-78688Poughkeepsie, NY
Reg. AUM
$1.59B
Employees
15
Accounts
1,536
Location
Poughkeepsie, NY
Marshall + Sterling Wealth Advisors, Inc. assets under management
Marshall + Sterling Wealth Advisors, Inc. is an investment advisory firm registered with the SEC based in Poughkeepsie, NY. The firm has been registered since 2013. It reports $1.6 billion in regulatory assets under management and employs 15 people.
Marshall + Sterling Wealth Advisors, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chintan Hariprakash Shukla Control | Avp | Under 5% | 2026 |
| Craig Matthew Pesce Control | Chief Compliance Officer And Director / President | Under 5% | 2013 |
| Marshall & Sterling Enterprises, Inc. Control | Owner | Over 75% | 1993 |
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Join to unlock · $37/moFrequently asked questions
How much does Marshall + Sterling Wealth Advisors, Inc. manage?
Marshall + Sterling Wealth Advisors, Inc. reports $1.6 billion in regulatory assets under management on its Form ADV.
How many employees does Marshall + Sterling Wealth Advisors, Inc. have?
Marshall + Sterling Wealth Advisors, Inc. reports 15 employees.
Where is Marshall + Sterling Wealth Advisors, Inc. located?
Marshall + Sterling Wealth Advisors, Inc. is based in Poughkeepsie, NY and has been SEC-registered since 2013.
Does Marshall + Sterling Wealth Advisors, Inc. disclose fund performance?
Marshall + Sterling Wealth Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 278 Mill Street, Suite 301, Poughkeepsie, NY 12601 |
| Phone | 845-554-1046 |
| Fax | 845-625-1640 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.59B▲ 139%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$1.59Bregulatory AUM
Discretionary $418.2MNon-discretionary $1.17B