Marstone LLC
● SEC registered since 2013CRD 164810SEC# 801-78264Providence, RI
Reg. AUM
$2.8M
Employees
21
Accounts
180
Location
Providence, RI
Marstone LLC assets under management
Marstone LLC operates as an SEC-registered investment adviser based in Providence, RI. The firm has been registered since 2013. It reports $2.8 million in regulatory assets under management and employs 21 people.
Marstone LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Dalton Lavine Control | Chief Financial Officer | Under 5% | 2017 |
| James Uruba | Chief Compliance Officer | Under 5% | 2020 |
| Margaret Josephine Hartigan Control | Ceo | Under 5% | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does Marstone LLC manage?
Marstone LLC reports $2.8 million in regulatory assets under management on its Form ADV.
How many employees does Marstone LLC have?
Marstone LLC reports 21 employees.
Where is Marstone LLC located?
Marstone LLC is based in Providence, RI and has been SEC-registered since 2013.
Does Marstone LLC disclose fund performance?
Marstone LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 22 Parsonage Street, #110, Providence, RI 02903 |
| Phone | 212.203.7790 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.8M▲ 32%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$2.8Mregulatory AUM
Discretionary $2.8M