Mason & Associates, LLC
● SEC registered since 2020CRD 307206SEC# 801-119343Newport News, VA
Reg. AUM
$471.4M
Employees
11
Accounts
1,687
Location
Newport News, VA
Mason & Associates, LLC assets under management
Mason & Associates, LLC operates as an SEC-registered investment adviser based in Newport News, VA. The firm has been registered since 2020. It reports $471.4 million in regulatory assets under management and employs 11 people.
Mason & Associates, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Edward Raikes | Member & Senior Financial Planner | 10-25% | 2024 |
| John Michael Mason Control | Member, President, & Senior Financial Planner | 25-50% | 2020 |
| Kenneth Tod Mason | Member, Senior Financial Planner | 10-25% | 2020 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Mason & Associates, LLC manage?
Mason & Associates, LLC reports $471.4 million in regulatory assets under management on its Form ADV.
How many employees does Mason & Associates, LLC have?
Mason & Associates, LLC reports 11 employees.
Where is Mason & Associates, LLC located?
Mason & Associates, LLC is based in Newport News, VA and has been SEC-registered since 2020.
Does Mason & Associates, LLC disclose fund performance?
Mason & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2 Bayport Way, Suite 110, Newport News, VA 23606 |
| Phone | (757) 223-9898 |
| Fax | (757) 223-9990 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$471.4M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$471.4Mregulatory AUM
Discretionary $471.4M