Maxim Financial Advisors LLC
● SEC registered since 2006CRD 139366SEC# 801-66147New York, NY
Reg. AUM
$445.5M
Employees
35
Accounts
775
Location
New York, NY
Maxim Financial Advisors LLC assets under management
Maxim Financial Advisors LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2006. It reports $445.5 million in regulatory assets under management and employs 35 people.
Maxim Financial Advisors LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Clifford Adam Teller Control | Co-President | Under 5% | 2006 |
| James Edward Siegel Control | General Counsel | Under 5% | 2018 |
| Maxim Partners LLC Control | Managing Member | Over 75% | 2005 |
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Join to unlock · $37/moFrequently asked questions
How much does Maxim Financial Advisors LLC manage?
Maxim Financial Advisors LLC reports $445.5 million in regulatory assets under management on its Form ADV.
How many employees does Maxim Financial Advisors LLC have?
Maxim Financial Advisors LLC reports 35 employees.
Where is Maxim Financial Advisors LLC located?
Maxim Financial Advisors LLC is based in New York, NY and has been SEC-registered since 2006.
Does Maxim Financial Advisors LLC disclose fund performance?
Maxim Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 300 Park Ave, 16th Fl, New York, NY 10022 |
| Phone | 212-895-3500 |
| Fax | 212-895-3588 |
| Office hours | 8 - 6:00 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$445.5M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers
Assets under management
$445.5Mregulatory AUM
Discretionary $284.7MNon-discretionary $160.8M