Maxwell Wealth Strategies Inc.
CRD 317081SEC# 801-122641Pleasanton, CA
No longer SEC-registered. Maxwell Wealth Strategies Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$290M
Employees
5
Accounts
660
Location
Pleasanton, CA
Maxwell Wealth Strategies Inc. assets under management
Maxwell Wealth Strategies Inc. is an investment advisory firm registered with the SEC based in Pleasanton, CA. It reports $290 million in regulatory assets under management and employs 5 people.
Maxwell Wealth Strategies Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Eric Maxwell Control | Managing Member & Chief Compliance Officer | Over 75% | 2015 |
Frequently asked questions
How much does Maxwell Wealth Strategies Inc. manage?
Maxwell Wealth Strategies Inc. reports $290 million in regulatory assets under management on its Form ADV.
How many employees does Maxwell Wealth Strategies Inc. have?
Maxwell Wealth Strategies Inc. reports 5 employees.
Where is Maxwell Wealth Strategies Inc. located?
Maxwell Wealth Strategies Inc. is based in Pleasanton, CA.
Does Maxwell Wealth Strategies Inc. disclose fund performance?
Maxwell Wealth Strategies Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7041 Koll Center Parkway, Suite 275, Pleasanton, CA 94566 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$290MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$290Mregulatory AUM
Discretionary $290M