James Eric Maxwell
Managing Member & Chief Compliance OfficerMaxwell Wealth Strategies Inc.CRD 1510156
About James Eric Maxwell
James Eric Maxwell is listed as Managing Member & Chief Compliance Officer at Maxwell Wealth Strategies Inc. in Pleasanton, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Maxwell Wealth Strategies Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Eric Maxwell work?
James Eric Maxwell is listed as Managing Member & Chief Compliance Officer at Maxwell Wealth Strategies Inc. on SEC Form ADV.
How much of Maxwell Wealth Strategies Inc. does James Eric Maxwell own?
Form ADV reports a beneficial ownership band of Over 75%.
Maxwell Wealth Strategies Inc.
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2015 |