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McBroom & Associates, LLC

● SEC registered since 2021CRD 151187SEC# 801-121225Las Vegas, NV
Export (members)
Reg. AUM
$242.1M
Employees
4
Accounts
257
Location
Las Vegas, NV

McBroom & Associates, LLC assets under management

McBroom & Associates, LLC is a registered investment adviser overseen by the SEC based in Las Vegas, NV. The firm has been registered since 2021. It reports $242.1 million in regulatory assets under management and employs 4 people.

McBroom & Associates, LLC owners & executives

5 reported
NameTitleOwnershipSince
Martin Willey McBroom ControlPresident And CeoUnder 5%2012
McBroom Family Trust ControlBeneficiary OwnerOver 75%2014
Yuko T Du Bois ControlChief Compliance OfficerUnder 5%2012
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Frequently asked questions

How much does McBroom & Associates, LLC manage?

McBroom & Associates, LLC reports $242.1 million in regulatory assets under management on its Form ADV.

How many employees does McBroom & Associates, LLC have?

McBroom & Associates, LLC reports 4 employees.

Where is McBroom & Associates, LLC located?

McBroom & Associates, LLC is based in Las Vegas, NV and has been SEC-registered since 2021.

Does McBroom & Associates, LLC disclose fund performance?

McBroom & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1635 Village Center Cir, Ste 140, Las Vegas, NV 89134-6375
Phone702-267-6649
Fax866-936-4395
Office hours8:30 a.m. - 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$242.1M▲ 12%
Mar '25 — $215.2MApr '25 — $215.2MMay '25 — $215.2MJun '25 — $215.2MJul '25 — $215.2MAug '25 — $215.2MSep '25 — $215.2MOct '25 — $215.2MNov '25 — $215.2MDec '25 — $215.2MJan '26 — $215.2MFeb '26 — $215.2MMar '26 — $242.1MApr '26 — $242.1MMay '26 — $242.1MJun '26 — $242.1M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$242.1Mregulatory AUM
Discretionary $240.6MNon-discretionary $1.5M