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McCarthy & Cox Retirement & Estate Specialists LLC

● SEC registered since 2024CRD 328478SEC# 801-128995Marysville, OH
Export (members)
Reg. AUM
$112.9M
Employees
20
Accounts
1
Location
Marysville, OH

McCarthy & Cox Retirement & Estate Specialists LLC assets under management

McCarthy & Cox Retirement & Estate Specialists LLC operates as an SEC-registered investment adviser based in Marysville, OH. The firm has been registered since 2024. It reports $112.9 million in regulatory assets under management and employs 20 people.
www.mccarthyandcox.comView on SEC.gov ↗

McCarthy & Cox Retirement & Estate Specialists LLC owners & executives

6 reported
NameTitleOwnershipSince
James B Cox ControlChief Executive Officer50-75%2021
Mark Robert Finney ControlChief Compliance Officer10-25%2021
Megan McCarthy Collins ControlAdvisor10-25%2021
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Frequently asked questions

How much does McCarthy & Cox Retirement & Estate Specialists LLC manage?

McCarthy & Cox Retirement & Estate Specialists LLC reports $112.9 million in regulatory assets under management on its Form ADV.

How many employees does McCarthy & Cox Retirement & Estate Specialists LLC have?

McCarthy & Cox Retirement & Estate Specialists LLC reports 20 employees.

Where is McCarthy & Cox Retirement & Estate Specialists LLC located?

McCarthy & Cox Retirement & Estate Specialists LLC is based in Marysville, OH and has been SEC-registered since 2024.

Does McCarthy & Cox Retirement & Estate Specialists LLC disclose fund performance?

McCarthy & Cox Retirement & Estate Specialists LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address127 W. 5th Street, Marysville, OH 43040
Phone937-644-0351
Fax937-644-0356
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK2020726
Discloses disciplinary historyNo

Regulatory AUM

$112.9M▼ 82%
Mar '25 — $641.8MApr '25 — $641.8MMay '25 — $641.8MJun '25 — $641.8MJul '25 — $641.8MAug '25 — $641.8MSep '25 — $641.8MOct '25 — $641.8MNov '25 — $641.8MDec '25 — $641.8MJan '26 — $641.8MFeb '26 — $641.8MMar '26 — $112.9MApr '26 — $112.9MMay '26 — $112.9MJun '26 — $112.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 24%
More than 76% of 16,825 advisers

Assets under management

$112.9Mregulatory AUM
Discretionary $112.9M