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McGowan Group Asset Management, Inc.

● SEC registered since 2010CRD 154127SEC# 801-71582Dallas, TX
Export (members)
Reg. AUM
$1.08B
Employees
9
Accounts
4,773
Location
Dallas, TX

McGowan Group Asset Management, Inc. assets under management

McGowan Group Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Dallas, TX. The firm has been registered since 2010. It reports $1.1 billion in regulatory assets under management and employs 9 people.

McGowan Group Asset Management, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Alexander Gustave Tollen ControlPresidentUnder 5%2026
Andrew S WarningChief Compliance OfficerUnder 5%2026
McGowan Group Wealth Management, LLC ControlOwnerOver 75%2022
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Frequently asked questions

How much does McGowan Group Asset Management, Inc. manage?

McGowan Group Asset Management, Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does McGowan Group Asset Management, Inc. have?

McGowan Group Asset Management, Inc. reports 9 employees.

Where is McGowan Group Asset Management, Inc. located?

McGowan Group Asset Management, Inc. is based in Dallas, TX and has been SEC-registered since 2010.

Does McGowan Group Asset Management, Inc. disclose fund performance?

McGowan Group Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address300 Crescent Court, #1776, Dallas, TX 75201
Phone214-720-4400
Fax214-720-4420
Office hours7:45 a.m. To 4:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1633227
Discloses disciplinary historyNo

Regulatory AUM

$1.08B▲ 9%
Mar '25 — $996.7MApr '25 — $996.7MMay '25 — $996.7MJun '25 — $996.7MJul '25 — $996.7MAug '25 — $996.7MSep '25 — $996.7MOct '25 — $996.7MNov '25 — $996.7MDec '25 — $996.7MJan '26 — $996.7MFeb '26 — $996.7MMar '26 — $1.08BApr '26 — $1.08BMay '26 — $1.08BJun '26 — $1.08B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$1.08Bregulatory AUM
Discretionary $1BNon-discretionary $82.4M