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Merganser Capital Management, LLC

● SEC registered since 2013CRD 169258SEC# 801-78733Boston, MA
Export (members)
Ranks #610 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$17.66B
Fund GAV
$534.6M
Private funds
4
Employees
32
Accounts
125
Location
Boston, MA

Merganser Capital Management, LLC assets under management

Merganser Capital Management, LLC operates as an SEC-registered investment adviser based in Boston, MA. The firm has been registered since 2013. It reports $17.7 billion in regulatory assets under management and employs 32 people. Merganser Capital Management, LLC manages 4 private funds with combined gross assets of $534.6 million, including Merganser Short Term Bond Fund LLC. By regulatory assets, it ranks 610 of 6,004 private fund managers.

Merganser Capital Management, LLC private funds

4 funds · $534.6M GAV
FundTypeGross assetsMin.
Merganser Short Term Bond Fund LLCOther Private$239.6M$1M
Merganser Core Bond Fund IIOther Private$170.7M$5M
Merganser Floating Rate Bond Fund LLCOther Private$71.5M$1M
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Merganser Capital Management, LLC owners & executives

15 reported
NameTitleOwnershipSince
Andrew M Smock ControlCo-Chief Investment Officer, Principal, Director (chairman)Under 5%2016
Jeffrey Charles Addis ControlChief Financial Officer, PrincipalUnder 5%2013
Kimberly Ann Voss ControlChief Compliance Officer, PrincipalUnder 5%2023
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Frequently asked questions

How much does Merganser Capital Management, LLC manage?

Merganser Capital Management, LLC reports $17.7 billion in regulatory assets under management on its Form ADV.

How many private funds does Merganser Capital Management, LLC manage?

Merganser Capital Management, LLC manages 4 private funds with combined gross assets of $534.6 million.

How many employees does Merganser Capital Management, LLC have?

Merganser Capital Management, LLC reports 32 employees.

Where is Merganser Capital Management, LLC located?

Merganser Capital Management, LLC is based in Boston, MA and has been SEC-registered since 2013.

Does Merganser Capital Management, LLC disclose fund performance?

Merganser Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address99 High Street, Boston, MA 02110-2320
Phone617-494-1000
Fax617-528-4816
Office hours9 a.m. - 5 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$17.66B▲ 4%
Mar '25 — $17.05BApr '25 — $17.05BMay '25 — $17.05BJun '25 — $17.05BJul '25 — $17.05BAug '25 — $17.05BSep '25 — $17.05BOct '25 — $17.05BNov '25 — $17.05BDec '25 — $17.05BJan '26 — $17.05BFeb '26 — $17.05BMar '26 — $17.66BApr '26 — $17.66BMay '26 — $17.66BJun '26 — $17.66B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 6%
Larger than 94% of 16,271 advisers
AUM vs fund managersTop 10%
Larger than 90% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 17%
More than 83% of 16,825 advisers

Assets under management

$17.66Bregulatory AUM
Discretionary $17.66B

Service providers

Auditor
Custodian
Administrator