Middleton & Company Inc.
● SEC registered since 1984CRD 104549SEC# 801-21247Boston, MA
Reg. AUM
$1.23B
Employees
16
Accounts
613
Location
Boston, MA
Middleton & Company Inc. assets under management
Middleton & Company Inc. is an investment advisory firm registered with the SEC based in Boston, MA. The firm has been registered since 1984. It reports $1.2 billion in regulatory assets under management and employs 16 people.
Middleton & Company Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Prinz Merkle | Chief Compliance Officer | Under 5% | 2025 |
| John K. Sargent Control | Chief Executive Officer; Managing Director | 5-10% | 2016 |
| Maria McCormack Control | Managing Director | Under 5% | 2006 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Middleton & Company Inc. manage?
Middleton & Company Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Middleton & Company Inc. have?
Middleton & Company Inc. reports 16 employees.
Where is Middleton & Company Inc. located?
Middleton & Company Inc. is based in Boston, MA and has been SEC-registered since 1984.
Does Middleton & Company Inc. disclose fund performance?
Middleton & Company Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Atlantic Avenue; 18th Floor, Boston, MA 02210-2211 |
| Phone | (617)357-5101 |
| Fax | (617)357-7199 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 919497 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.23B▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 29%
Larger than 71% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$1.23Bregulatory AUM
Discretionary $1.23B