Midwest Financial Associates, Inc.
● SEC registered since 2026CRD 158573SEC# 801-135945Rockford, IL
Reg. AUM
$123.9M
Employees
4
Accounts
632
Location
Rockford, IL
Midwest Financial Associates, Inc. assets under management
Midwest Financial Associates, Inc. is an investment advisory firm registered with the SEC based in Rockford, IL. The firm has been registered since 2026. It reports $123.9 million in regulatory assets under management and employs 4 people.
Midwest Financial Associates, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cjt356 Trust Control | Shareholder | Over 75% | 2020 |
| Timothy Francis Knauf Control | Cco President | Under 5% | 2001 |
| Timothy Francis Knauf Control | Trustee | Over 75% | 2001 |
Frequently asked questions
How much does Midwest Financial Associates, Inc. manage?
Midwest Financial Associates, Inc. reports $123.9 million in regulatory assets under management on its Form ADV.
How many employees does Midwest Financial Associates, Inc. have?
Midwest Financial Associates, Inc. reports 4 employees.
Where is Midwest Financial Associates, Inc. located?
Midwest Financial Associates, Inc. is based in Rockford, IL and has been SEC-registered since 2026.
Does Midwest Financial Associates, Inc. disclose fund performance?
Midwest Financial Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4615 E State Street, Suite 102, Rockford, IL 61108 |
| Phone | (779) 210-2930 |
| Fax | (779) 210- 2942 |
| Office hours | 7:00 a.m. - 3:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$123.9MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$123.9Mregulatory AUM
Discretionary $123.9M