Midwestern Financial, LLC
● SEC registered since 2025CRD 270022SEC# 801-132625Iowa City, IA
Reg. AUM
$172.8M
Employees
3
Accounts
548
Location
Iowa City, IA
Midwestern Financial, LLC assets under management
Midwestern Financial, LLC operates as an SEC-registered investment adviser based in Iowa City, IA. The firm has been registered since 2025. It reports $172.8 million in regulatory assets under management and employs 3 people.
Midwestern Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Delbert Jay Control | Managing Partner | 50-75% | 2015 |
| Patrick Shihady Campbell Control | Managing Partner & Cco | 50-75% | 2015 |
Frequently asked questions
How much does Midwestern Financial, LLC manage?
Midwestern Financial, LLC reports $172.8 million in regulatory assets under management on its Form ADV.
How many employees does Midwestern Financial, LLC have?
Midwestern Financial, LLC reports 3 employees.
Where is Midwestern Financial, LLC located?
Midwestern Financial, LLC is based in Iowa City, IA and has been SEC-registered since 2025.
Does Midwestern Financial, LLC disclose fund performance?
Midwestern Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 103 E College Street, Suite 210, Iowa City, IA 52240 |
| Phone | 319-499-1620 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$172.8M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$172.8Mregulatory AUM
Discretionary $172.8M