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Midwestern Securities Trading Company, LLC

● SEC registered since 2013CRD 101080SEC# 801-77948East Peoria, IL
Export (members)
Reg. AUM
$1.98B
Employees
105
Accounts
11,847
Location
East Peoria, IL

Midwestern Securities Trading Company, LLC assets under management

Midwestern Securities Trading Company, LLC is an SEC-registered investment adviser based in East Peoria, IL. The firm has been registered since 2013. It reports $2 billion in regulatory assets under management and employs 105 people.
www.facebook.com/bradfordwealthmanagementView on SEC.gov ↗

Midwestern Securities Trading Company, LLC owners & executives

3 reported
NameTitleOwnershipSince
Cassandra Lee TarabolettiChief Operations Officer/2nd Vice PresidentUnder 5%2011
Michael John Graham ControlChief Executive Officer/President50-75%1999
Nathan William WhiteChief Financial Officer/Cco/Vice President5-10%2004

Frequently asked questions

How much does Midwestern Securities Trading Company, LLC manage?

Midwestern Securities Trading Company, LLC reports $2 billion in regulatory assets under management on its Form ADV.

How many employees does Midwestern Securities Trading Company, LLC have?

Midwestern Securities Trading Company, LLC reports 105 employees.

Where is Midwestern Securities Trading Company, LLC located?

Midwestern Securities Trading Company, LLC is based in East Peoria, IL and has been SEC-registered since 2013.

Does Midwestern Securities Trading Company, LLC disclose fund performance?

Midwestern Securities Trading Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address235 Everett St, East Peoria, IL 61611
Phone309-699-6786
Fax309-699-7498
Office hours8:00 - 4:30
SEC regionChicago Regional Office (CHRO)
CIK1095797
Discloses disciplinary historyNo

Regulatory AUM

$1.98B▲ 22%
Mar '25 — $1.63BApr '25 — $1.63BMay '25 — $1.63BJun '25 — $1.63BJul '25 — $1.63BAug '25 — $1.63BSep '25 — $1.63BOct '25 — $1.63BNov '25 — $1.63BDec '25 — $1.63BJan '26 — $1.63BFeb '26 — $1.63BMar '26 — $1.98BApr '26 — $1.98BMay '26 — $1.98BJun '26 — $1.98B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 7%
More than 93% of 16,825 advisers

Assets under management

$1.98Bregulatory AUM
Discretionary $1.11BNon-discretionary $871.4M