Minichmacgregor Wealth Management, LLC
● SEC registered since 2009CRD 151237SEC# 801-70490Saratoga Springs, NY
Reg. AUM
$722.9M
Employees
10
Accounts
2,845
Location
Saratoga Springs, NY
About Minichmacgregor Wealth Management
Minich MacGregor Wealth Management provides retirement planning, financial planning, portfolio management, and 401(k)/403(b) advice. It helps clients through a structured process with educational insights and workplace retirement plan support.
Summary based on the firm’s website.
Minichmacgregor Wealth Management, LLC assets under management
Minichmacgregor Wealth Management, LLC is an investment advisory firm registered with the SEC based in Saratoga Springs, NY. The firm has been registered since 2009. It reports $722.9 million in regulatory assets under management and employs 10 people.
Minichmacgregor Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Franklin Minich Control | Managing Member | 50-75% | 2009 |
| Jason Keith MacGregor Control | Managing Member | 50-75% | 2009 |
| Michele Anne Tellstone Control | Chief Compliance Officer | Under 5% | 2016 |
Frequently asked questions
How much does Minichmacgregor Wealth Management, LLC manage?
Minichmacgregor Wealth Management, LLC reports $722.9 million in regulatory assets under management on its Form ADV.
How many employees does Minichmacgregor Wealth Management, LLC have?
Minichmacgregor Wealth Management, LLC reports 10 employees.
Where is Minichmacgregor Wealth Management, LLC located?
Minichmacgregor Wealth Management, LLC is based in Saratoga Springs, NY and has been SEC-registered since 2009.
Does Minichmacgregor Wealth Management, LLC disclose fund performance?
Minichmacgregor Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 21 Congress Street, Suite 203, Saratoga Springs, NY 12866 |
| Phone | (518) 499-4565 |
| Fax | 518-430-0090 |
| Office hours | 8:30a.m. - 4:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$722.9M▲ 44%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,389 advisers
EmployeesTop 40%
More than 60% of 16,799 advisers
Assets under management
$722.9Mregulatory AUM
Discretionary $722.9M