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Minichmacgregor Wealth Management, LLC

● SEC registered since 2009CRD 151237SEC# 801-70490Saratoga Springs, NY
Export (members)
Reg. AUM
$722.9M
Employees
10
Accounts
2,845
Location
Saratoga Springs, NY

Minichmacgregor Wealth Management, LLC assets under management

Minichmacgregor Wealth Management, LLC is an investment advisory firm registered with the SEC based in Saratoga Springs, NY. The firm has been registered since 2009. It reports $722.9 million in regulatory assets under management and employs 10 people.

Minichmacgregor Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
James Franklin Minich ControlManaging Member50-75%2009
Jason Keith MacGregor ControlManaging Member50-75%2009
Michele Anne Tellstone ControlChief Compliance OfficerUnder 5%2016

Frequently asked questions

How much does Minichmacgregor Wealth Management, LLC manage?

Minichmacgregor Wealth Management, LLC reports $722.9 million in regulatory assets under management on its Form ADV.

How many employees does Minichmacgregor Wealth Management, LLC have?

Minichmacgregor Wealth Management, LLC reports 10 employees.

Where is Minichmacgregor Wealth Management, LLC located?

Minichmacgregor Wealth Management, LLC is based in Saratoga Springs, NY and has been SEC-registered since 2009.

Does Minichmacgregor Wealth Management, LLC disclose fund performance?

Minichmacgregor Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address21 Congress Street, Suite 203, Saratoga Springs, NY 12866
Phone(518) 499-4565
Fax518-430-0090
Office hours8:30a.m. - 4:30p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$722.9M▲ 44%
Jan '25 — $501.3MFeb '25 — $630MMar '25 — $630MApr '25 — $630MMay '25 — $630MJun '25 — $630MJul '25 — $630MAug '25 — $630MSep '25 — $630MOct '25 — $630MNov '25 — $630MDec '25 — $630MJan '26 — $630MFeb '26 — $630MMar '26 — $722.9MApr '26 — $722.9MMay '26 — $722.9MJun '26 — $722.9M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$722.9Mregulatory AUM
Discretionary $722.9M