Modern Wealth Management, LLC
● SEC registered since 2023CRD 324624SEC# 801-127231Kansas City, MO
Reg. AUM
$10.9B
Employees
253
Accounts
30,617
Location
Kansas City, MO
Modern Wealth Management, LLC assets under management
Modern Wealth Management, LLC is an SEC-registered investment adviser based in Kansas City, MO. The firm has been registered since 2023. It reports $10.9 billion in regulatory assets under management and employs 253 people.
Modern Wealth Management, LLC owners & executives
21 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Lawrence Roth Control | Co-Ceo | Under 5% | 2022 |
| James Porter Rankin Control | Chief Compliance Officer | Under 5% | 2023 |
| Jason Michael Gordo Control | President | Under 5% | 2022 |
See all 21 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Modern Wealth Management, LLC manage?
Modern Wealth Management, LLC reports $10.9 billion in regulatory assets under management on its Form ADV.
How many employees does Modern Wealth Management, LLC have?
Modern Wealth Management, LLC reports 253 employees.
Where is Modern Wealth Management, LLC located?
Modern Wealth Management, LLC is based in Kansas City, MO and has been SEC-registered since 2023.
Does Modern Wealth Management, LLC disclose fund performance?
Modern Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1712 Main Street, Suite 400, Kansas City, MO 64108 |
| Phone | 913-393-1000 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2001900 |
| Discloses disciplinary history | No |
Regulatory AUM
$10.9B▲ 77%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$10.9Bregulatory AUM
Discretionary $10.23BNon-discretionary $674.9M