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Money Concepts Capital Corp

● SEC registered since 1991CRD 12963SEC# 801-39736Palm Beach Gardens, FL
Export (members)
Reg. AUM
$4.07B
Employees
478
Accounts
17,032
Location
Palm Beach Gardens, FL

Money Concepts Capital Corp assets under management

Money Concepts Capital Corp is a registered investment adviser overseen by the SEC based in Palm Beach Gardens, FL. The firm has been registered since 1991. It reports $4.1 billion in regulatory assets under management and employs 478 people.

Money Concepts Capital Corp owners & executives

9 reported
NameTitleOwnershipSince
Barry Richard RittmanVice President | Chief Financial OfficerUnder 5%2003
Cheryl Morris BarnettVice President | Compliance OfficerUnder 5%1990
Denis Stephen Walsh ControlPresident | Chief Executive OfficerUnder 5%1987
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Frequently asked questions

How much does Money Concepts Capital Corp manage?

Money Concepts Capital Corp reports $4.1 billion in regulatory assets under management on its Form ADV.

How many employees does Money Concepts Capital Corp have?

Money Concepts Capital Corp reports 478 employees.

Where is Money Concepts Capital Corp located?

Money Concepts Capital Corp is based in Palm Beach Gardens, FL and has been SEC-registered since 1991.

Does Money Concepts Capital Corp disclose fund performance?

Money Concepts Capital Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11440 Jog Road, Palm Beach Gardens, FL 33418
Phone561-472-2000
Office hours8:30 To 5:30
SEC regionMiami Regional Office (MIRO)
CIK716851
Discloses disciplinary historyYes

Regulatory AUM

$4.07B▲ 22%
Mar '25 — $3.33BApr '25 — $3.33BMay '25 — $3.33BJun '25 — $3.33BJul '25 — $3.33BAug '25 — $3.33BSep '25 — $3.33BOct '25 — $3.33BNov '25 — $3.33BDec '25 — $3.33BJan '26 — $3.33BFeb '26 — $3.33BMar '26 — $4.07BApr '26 — $4.07BMay '26 — $4.07BJun '26 — $4.07B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers

Assets under management

$4.07Bregulatory AUM
Discretionary $2.48BNon-discretionary $1.59B