Monorail Securities LLC
● SEC registered since 2016CRD 285309SEC# 801-108517Sarasota, FL
Reg. AUM
$388.7M
Employees
7
Accounts
2,403
Location
Sarasota, FL
Monorail Securities LLC assets under management
Monorail Securities LLC is an investment advisory firm registered with the SEC based in Sarasota, FL. The firm has been registered since 2016. It reports $388.7 million in regulatory assets under management and employs 7 people.
Monorail Securities LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Kermit Tarleton | Chief Compliance Officer | Under 5% | 2025 |
| Monorail, Inc. Control | Owner | Over 75% | 2024 |
| Phillip Bruce Dickson Control | Managing Member | Under 5% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Monorail Securities LLC manage?
Monorail Securities LLC reports $388.7 million in regulatory assets under management on its Form ADV.
How many employees does Monorail Securities LLC have?
Monorail Securities LLC reports 7 employees.
Where is Monorail Securities LLC located?
Monorail Securities LLC is based in Sarasota, FL and has been SEC-registered since 2016.
Does Monorail Securities LLC disclose fund performance?
Monorail Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3322 Bee Ridge Rd, Suite 200, Sarasota, FL 34239 |
| Phone | (941) 925-2121 |
| Fax | (941) 925-2228 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$388.7M▲ 32%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$388.7Mregulatory AUM
Discretionary $388.7M