Montgomery Financial Services, LLC
● SEC registered since 2024CRD 170024SEC# 801-129508Ocean City, MD
Reg. AUM
$229.8M
Employees
6
Accounts
1,505
Location
Ocean City, MD
Montgomery Financial Services, LLC assets under management
Montgomery Financial Services, LLC is an SEC-registered investment adviser based in Ocean City, MD. The firm has been registered since 2024. It reports $229.8 million in regulatory assets under management and employs 6 people.
Montgomery Financial Services, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey David Montgomery Control | Managing Member | Over 75% | 2013 |
| Joan E Gursky Control | Chief Compliance Officer | Under 5% | 2026 |
| Nicholas Charles Chung Craven | Member | 5-10% | 2026 |
Frequently asked questions
How much does Montgomery Financial Services, LLC manage?
Montgomery Financial Services, LLC reports $229.8 million in regulatory assets under management on its Form ADV.
How many employees does Montgomery Financial Services, LLC have?
Montgomery Financial Services, LLC reports 6 employees.
Where is Montgomery Financial Services, LLC located?
Montgomery Financial Services, LLC is based in Ocean City, MD and has been SEC-registered since 2024.
Does Montgomery Financial Services, LLC disclose fund performance?
Montgomery Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11718 Ocean Gateway, Ocean City, MD 21842 |
| Phone | 410-208-1004 |
| Fax | 443-221-2180 |
| Office hours | 9-4 |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$229.8M▲ 38%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$229.8Mregulatory AUM
Discretionary $229.8M