Morgan Stanley Smith Barney LLC
● SEC registered since 2009CRD 149777SEC# 801-70103Purchase, NY
Reg. AUM
$1,961.89B
Employees
29,481
Accounts
2,703,720
Location
Purchase, NY
Morgan Stanley Smith Barney LLC assets under management
Morgan Stanley Smith Barney LLC is an investment advisory firm registered with the SEC based in Purchase, NY. The firm has been registered since 2009. It reports $1,961.9 billion in regulatory assets under management and employs 29,481 people.
Morgan Stanley Smith Barney LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Edward Turner Control | Director | Under 5% | 2024 |
| David Anthony Galasso Control | Principal Operations Officer | Under 5% | 2019 |
| James Troy Janover Control | Director | Under 5% | 2016 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Morgan Stanley Smith Barney LLC manage?
Morgan Stanley Smith Barney LLC reports $1,961.9 billion in regulatory assets under management on its Form ADV.
How many employees does Morgan Stanley Smith Barney LLC have?
Morgan Stanley Smith Barney LLC reports 29,481 employees.
Where is Morgan Stanley Smith Barney LLC located?
Morgan Stanley Smith Barney LLC is based in Purchase, NY and has been SEC-registered since 2009.
Does Morgan Stanley Smith Barney LLC disclose fund performance?
Morgan Stanley Smith Barney LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2000 Westchester Avenue, Purchase, NY 10577-2530 |
| Phone | 914-225-5510 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1,961.89B▲ 13989088%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$1,961.89Bregulatory AUM
Discretionary $1,434.51BNon-discretionary $527.37B