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Mutual Fund Protection Service

● SEC registered since 2016CRD 115961SEC# 801-107321Denver, CO
Export (members)
Reg. AUM
$90.9M
Employees
3
Accounts
194
Location
Denver, CO

Mutual Fund Protection Service assets under management

Mutual Fund Protection Service is an investment advisory firm registered with the SEC based in Denver, CO. The firm has been registered since 2016. It reports $90.9 million in regulatory assets under management and employs 3 people.

Mutual Fund Protection Service owners & executives

2 reported
NameTitleOwnershipSince
Dominick Paoloni ControlPresidentOver 75%1993
Mallory Ellen BramerChief Compliance OfficerUnder 5%2023

Frequently asked questions

How much does Mutual Fund Protection Service manage?

Mutual Fund Protection Service reports $90.9 million in regulatory assets under management on its Form ADV.

How many employees does Mutual Fund Protection Service have?

Mutual Fund Protection Service reports 3 employees.

Where is Mutual Fund Protection Service located?

Mutual Fund Protection Service is based in Denver, CO and has been SEC-registered since 2016.

Does Mutual Fund Protection Service disclose fund performance?

Mutual Fund Protection Service is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address215 S. Wadsworth Blvd., Suite 540, Denver, CO 80226
Phone303-697-3174
Fax303-697-3751
Office hours9:00 a.m. - 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$90.9M▲ 4%
Jan '25 — $87.5MFeb '25 — $87.5MMar '25 — $102MApr '25 — $102MMay '25 — $102MJun '25 — $102MJul '25 — $102MAug '25 — $102MSep '25 — $102MOct '25 — $102MNov '25 — $102MDec '25 — $102MJan '26 — $102MFeb '26 — $102MMar '26 — $102MApr '26 — $102MMay '26 — $90.9MJun '26 — $90.9M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$90.9Mregulatory AUM
Discretionary $90.7MNon-discretionary $233K