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Nations Financial Group, Inc.

● SEC registered since 2000CRD 44181SEC# 801-57407Cedar Rapids, IA
Export (members)
Reg. AUM
$4.77B
Employees
94
Accounts
10,535
Location
Cedar Rapids, IA

Nations Financial Group, Inc. assets under management

Nations Financial Group, Inc. is an investment advisory firm registered with the SEC based in Cedar Rapids, IA. The firm has been registered since 2000. It reports $4.8 billion in regulatory assets under management and employs 94 people.

Nations Financial Group, Inc. owners & executives

7 reported
NameTitleOwnershipSince
Erik John BjorsethChief Growth OfficerUnder 5%2014
Nfgi Holding Corporation ControlHolding CorporationOver 75%2014
Richard Scott Bennett ControlCeo - CfoUnder 5%1998
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Frequently asked questions

How much does Nations Financial Group, Inc. manage?

Nations Financial Group, Inc. reports $4.8 billion in regulatory assets under management on its Form ADV.

How many employees does Nations Financial Group, Inc. have?

Nations Financial Group, Inc. reports 94 employees.

Where is Nations Financial Group, Inc. located?

Nations Financial Group, Inc. is based in Cedar Rapids, IA and has been SEC-registered since 2000.

Does Nations Financial Group, Inc. disclose fund performance?

Nations Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3925 Fountains Blvd NE, Suite 200, Cedar Rapids, IA 52411
Phone319-393-9541
Fax319-393-3903
Office hours7:30 To 4:30
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$4.77B▲ 23%
Mar '25 — $3.87BApr '25 — $3.87BMay '25 — $3.87BJun '25 — $3.87BJul '25 — $3.87BAug '25 — $3.87BSep '25 — $3.87BOct '25 — $3.87BNov '25 — $3.87BDec '25 — $3.87BJan '26 — $3.87BFeb '26 — $3.87BMar '26 — $4.77BApr '26 — $4.77BMay '26 — $4.77BJun '26 — $4.77B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 13%
Larger than 87% of 16,271 advisers
EmployeesTop 7%
More than 93% of 16,825 advisers

Assets under management

$4.77Bregulatory AUM
Discretionary $3.7BNon-discretionary $1.07B