Nbt Capital Management, Inc.
● SEC registered since 1987CRD 104932SEC# 801-30786Norwich, NY
Reg. AUM
$1.61B
Employees
15
Accounts
1,308
Location
Norwich, NY
Nbt Capital Management, Inc. assets under management
Nbt Capital Management, Inc. is an SEC-registered investment adviser based in Norwich, NY. The firm has been registered since 1987. It reports $1.6 billion in regulatory assets under management and employs 15 people.
Nbt Capital Management, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas Jon Coggins Control | Chief Compliance Officer | Under 5% | 2024 |
| Nbt Bank, N.a Control | Sole Stockholder | Over 75% | 2016 |
| Ruth Halley Mahoney Control | Chief Executive Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Nbt Capital Management, Inc. manage?
Nbt Capital Management, Inc. reports $1.6 billion in regulatory assets under management on its Form ADV.
How many employees does Nbt Capital Management, Inc. have?
Nbt Capital Management, Inc. reports 15 employees.
Where is Nbt Capital Management, Inc. located?
Nbt Capital Management, Inc. is based in Norwich, NY and has been SEC-registered since 1987.
Does Nbt Capital Management, Inc. disclose fund performance?
Nbt Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 52 South Broad Street, Norwich, NY 13815 |
| Phone | 607-584-4141 |
| Fax | 607-584-4149 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1983391 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.61B▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$1.61Bregulatory AUM
Discretionary $1.24BNon-discretionary $365.8M