Ndwm LLC
● SEC registered since 2022CRD 151284SEC# 801-123689La Jolla, CA
Reg. AUM
$176.3M
Employees
2
Accounts
613
Location
La Jolla, CA
Ndwm LLC assets under management
Ndwm LLC is an SEC-registered investment adviser based in La Jolla, CA. The firm has been registered since 2022. It reports $176.3 million in regulatory assets under management and employs 2 people.
Ndwm LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard Edward Nerad Control | Managing Member And Chief Compliance Officer | 50-75% | 2020 |
| Steven James Deppe Control | Managing Member | 50-75% | 2020 |
Frequently asked questions
How much does Ndwm LLC manage?
Ndwm LLC reports $176.3 million in regulatory assets under management on its Form ADV.
How many employees does Ndwm LLC have?
Ndwm LLC reports 2 employees.
Where is Ndwm LLC located?
Ndwm LLC is based in La Jolla, CA and has been SEC-registered since 2022.
Does Ndwm LLC disclose fund performance?
Ndwm LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4250 Executive Square, Suite 545, La Jolla, CA 92037 |
| Phone | 858-457-1325 |
| Fax | 858-457-1374 |
| Office hours | 9a.m. To 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$176.3M▲ 9%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$176.3Mregulatory AUM
Discretionary $176.3M