Needham & Company, LLC
● SEC registered since 2004CRD 16360SEC# 801-62735New York, NY
Reg. AUM
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Employees
195
Accounts
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Location
New York, NY
About Needham & Company
Needham & Company focuses on growth companies and their investors through investment banking, equity research, institutional sales and trading, and corporate and venture services. Its industry coverage spans technology, healthcare, consumer, fintech, and related growth sectors.
Summary based on the firm’s website.
Needham & Company, LLC assets under management
Needham & Company, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2004. It employs 195 people.
Needham & Company, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Joseph Malik Control | Managing Director, Chairman | Under 5% | 2008 |
| David Michael Laufer Control | Managing Director, Head Of Trading & Sales Trading | Under 5% | 2020 |
| Jack James Iacovone Control | Managing Director, Ceo & Head Of Investment Banking | 10-25% | 2022 |
| James Michael Abbruzzese Control | Managing Director, Chief Administrative Officer & Acting Head Of Sales | Under 5% | 2012 |
| John Joseph Jr Prior Control | Managing Director, Ceo Of The Needham Group, Inc. | 10-25% | 2022 |
| John Patrick Malloy Control | Managing Director, Co-Director Of Research | Under 5% | 2018 |
| Needham Holdings, LLC Control | Member | Over 75% | 2005 |
| Robert Joseph Fiordaliso Control | Managing Director, Chief Financial Officer | Under 5% | 2011 |
| Salvatore Anthony Merlino Control | Managing Director, Chief Compliance Officer | Under 5% | 2012 |
| Thomas Anthony Maloney Control | Managing Director, Co-Director Of Research | Under 5% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Needham & Company, LLC have?
Needham & Company, LLC reports 195 employees.
Where is Needham & Company, LLC located?
Needham & Company, LLC is based in New York, NY and has been SEC-registered since 2004.
Does Needham & Company, LLC disclose fund performance?
Needham & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 250 Park Avenue, 10th Floor, New York, NY 10177 |
| Phone | 212-371-8300 |
| Fax | 212-371-8702 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
How this firm compares
EmployeesTop 4%
More than 96% of 16,799 advisers