Nelson Securities,inc.
● SEC registered since 1992CRD 14377SEC# 801-41346Spokane, WA
Reg. AUM
$321.9M
Employees
15
Accounts
2,006
Location
Spokane, WA
Nelson Securities,inc. assets under management
Nelson Securities,inc. is an investment advisory firm registered with the SEC based in Spokane, WA. The firm has been registered since 1992. It reports $321.9 million in regulatory assets under management and employs 15 people.
Nelson Securities,inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Patrick Kevin Donahue Control | Treasurer, Cfo | Under 5% | 1995 |
| Robert Owen Jr Nelson Control | President, Ceo | Over 75% | 2017 |
| Shyla Suzanne Gibson Control | Chief Compliance Officer | Under 5% | 2017 |
Frequently asked questions
How much does Nelson Securities,inc. manage?
Nelson Securities,inc. reports $321.9 million in regulatory assets under management on its Form ADV.
How many employees does Nelson Securities,inc. have?
Nelson Securities,inc. reports 15 employees.
Where is Nelson Securities,inc. located?
Nelson Securities,inc. is based in Spokane, WA and has been SEC-registered since 1992.
Does Nelson Securities,inc. disclose fund performance?
Nelson Securities,inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9718 N Morton Ct, Spokane, WA 99218 |
| Phone | 509-838-1313 |
| Fax | 509-458-5578 |
| Office hours | 7:00 A.M To 3:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$321.9M▲ 18%
Jul '25Form ADV, monthlyAug '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,340 advisers
EmployeesTop 30%
More than 70% of 16,820 advisers
Assets under management
$321.9Mregulatory AUM
Discretionary $294.9MNon-discretionary $27M