Neos Investment Management, LLC
● SEC registered since 2022CRD 321256SEC# 801-126101Westport, CT
Reg. AUM
$21.69B
Employees
35
Accounts
19
Location
Westport, CT
Neos Investment Management, LLC assets under management
Neos Investment Management, LLC is an SEC-registered investment adviser based in Westport, CT. The firm has been registered since 2022. It reports $21.7 billion in regulatory assets under management and employs 35 people.
Neos Investment Management, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Curtis (nmn) Flippen Control | Chief Compliance Officer | Under 5% | 2023 |
| Garrett Keith Paolella Control | Managing Partner | Under 5% | 2022 |
| Neos Investments LLC Control | Sole Member | Over 75% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Neos Investment Management, LLC manage?
Neos Investment Management, LLC reports $21.7 billion in regulatory assets under management on its Form ADV.
How many employees does Neos Investment Management, LLC have?
Neos Investment Management, LLC reports 35 employees.
Where is Neos Investment Management, LLC located?
Neos Investment Management, LLC is based in Westport, CT and has been SEC-registered since 2022.
Does Neos Investment Management, LLC disclose fund performance?
Neos Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13 Riverside Avenue, Westport, CT 06880 |
| Phone | 203-298-7300 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$21.69B▲ 265%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers
Assets under management
$21.69Bregulatory AUM
Discretionary $21.69B