Neuberger Berman Investment Advisers LLC
● SEC registered since 2003CRD 124687SEC# 801-61757New York, NY
Ranks #36 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$398.65B
Fund GAV
$14.35B
Private funds
73
Employees
1,542
Accounts
43,954
Location
New York, NY
Neuberger Berman Investment Advisers LLC assets under management
Neuberger Berman Investment Advisers LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2003. It reports $398.6 billion in regulatory assets under management and employs 1,542 people. Neuberger Berman Investment Advisers LLC manages 73 private funds with combined gross assets of $14.3 billion, including Homeward Opportunities Fund LP. By regulatory assets, it ranks 36 of 6,004 private fund managers.
Neuberger Berman Investment Advisers LLC private funds
73 funds · $14.35B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Homeward Opportunities Fund LP | Hedge | $2.21B | — |
| Neuberger Berman U.S. Equity Index Putwrite Fund LLC | Hedge | $1.68B | $10M |
| Neuberger Berman (pf) Strategic Multi-Sector Fixed Income Fund LLC | Hedge | $1.16B | $10M |
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Join to unlock · $37/moNeuberger Berman Investment Advisers LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashok Kumar Bhatia Control | Director, President & Chief Investment Officer - Fixed Income | Under 5% | 2025 |
| Brad Elliot Cetron | Chief Compliance Officer - Head Of Compliance And Managing Director | Under 5% | 2016 |
| John Douglas Kramer Control | Director | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Neuberger Berman Investment Advisers LLC manage?
Neuberger Berman Investment Advisers LLC reports $398.6 billion in regulatory assets under management on its Form ADV.
How many private funds does Neuberger Berman Investment Advisers LLC manage?
Neuberger Berman Investment Advisers LLC manages 73 private funds with combined gross assets of $14.3 billion.
How many employees does Neuberger Berman Investment Advisers LLC have?
Neuberger Berman Investment Advisers LLC reports 1,542 employees.
Where is Neuberger Berman Investment Advisers LLC located?
Neuberger Berman Investment Advisers LLC is based in New York, NY and has been SEC-registered since 2003.
Does Neuberger Berman Investment Advisers LLC disclose fund performance?
Neuberger Berman Investment Advisers LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1290 Avenue of the Americas, New York, NY 10104 |
| Phone | 212-476-9000 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1230440 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$398.65B▲ 1099044%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
AUM vs fund managersTop 1%
Larger than 99% of 6,004 private-fund managers
Number of fundsTop 2%
More funds than 98% of fund managers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$398.65Bregulatory AUM
Discretionary $395.04BNon-discretionary $3.61B
Fund type mix
Hedge48
Securitized Asset13
Private Equity11
Other Private1
Service providers
Auditor
Prime broker
Custodian
Administrator