Neville, Rodie & Shaw Inc
● SEC registered since 1966CRD 104969SEC# 801-4148New York, NY
Reg. AUM
$2B
Employees
13
Accounts
811
Location
New York, NY
Neville, Rodie & Shaw Inc assets under management
Neville, Rodie & Shaw Inc is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 1966. It reports $2 billion in regulatory assets under management and employs 13 people.
Neville, Rodie & Shaw Inc owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frank Joseph Anastasi Control | Chief Compliance Officer / Vice President/ Secretary | 5-10% | 2004 |
| Jeffrey Norling Coe Control | Vice President | 10-25% | 2013 |
| Mark Andrew Traver Control | Vice President | 10-25% | 2007 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Neville, Rodie & Shaw Inc manage?
Neville, Rodie & Shaw Inc reports $2 billion in regulatory assets under management on its Form ADV.
How many employees does Neville, Rodie & Shaw Inc have?
Neville, Rodie & Shaw Inc reports 13 employees.
Where is Neville, Rodie & Shaw Inc located?
Neville, Rodie & Shaw Inc is based in New York, NY and has been SEC-registered since 1966.
Does Neville, Rodie & Shaw Inc disclose fund performance?
Neville, Rodie & Shaw Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 Madison Ave, New York, NY 10016-3903 |
| Phone | 212-725-1440 |
| Fax | 212-689-8746 |
| Office hours | 9a.m.-5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2B▲ 4%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$2Bregulatory AUM
Discretionary $1.96BNon-discretionary $41.5M