Neville, Rodie & Shaw Inc
● SEC registered since 1966CRD 104969SEC# 801-4148New York, NY
Reg. AUM
$2B
Employees
13
Accounts
811
Location
New York, NY
About Neville, Rodie & Shaw
Neville, Rodie & Shaw is a registered investment advisory firm founded in 1933 that manages long-only separate accounts. It offers wealth protection and enhancement for individuals, families, trusts, foundations, charities, and retirement plans with personalized service and wholly employee ownership.
Summary based on the firm’s website.
Neville, Rodie & Shaw Inc assets under management
Neville, Rodie & Shaw Inc is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 1966. It reports $2 billion in regulatory assets under management and employs 13 people.
Neville, Rodie & Shaw Inc owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frank Joseph Anastasi Control | Chief Compliance Officer / Vice President/ Secretary | 5-10% | 2004 |
| Jeffrey Norling Coe Control | Vice President | 10-25% | 2013 |
| Mark Andrew Traver Control | Vice President | 10-25% | 2007 |
| Neil Patrick Nejame Control | Treasurer, Vice President | 10-25% | 2008 |
| Reed Winfield Choate Control | Vice President | 5-10% | 2015 |
| Sheila Newbold Scott Control | President | 25-50% | 2015 |
Frequently asked questions
How much does Neville, Rodie & Shaw Inc manage?
Neville, Rodie & Shaw Inc reports $2 billion in regulatory assets under management on its Form ADV.
How many employees does Neville, Rodie & Shaw Inc have?
Neville, Rodie & Shaw Inc reports 13 employees.
Where is Neville, Rodie & Shaw Inc located?
Neville, Rodie & Shaw Inc is based in New York, NY and has been SEC-registered since 1966.
Does Neville, Rodie & Shaw Inc disclose fund performance?
Neville, Rodie & Shaw Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 Madison Ave, New York, NY 10016-3903 |
| Phone | 212-725-1440 |
| Fax | 212-689-8746 |
| Office hours | 9a.m.-5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2B▲ 4%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,389 advisers
EmployeesTop 34%
More than 66% of 16,799 advisers
Assets under management
$2Bregulatory AUM
Discretionary $1.96BNon-discretionary $41.5M