New England Capital Financial Advisors LLC
● SEC registered since 1999CRD 109203SEC# 801-57122South Meriden, CT
Reg. AUM
$673M
Employees
12
Accounts
3,067
Location
South Meriden, CT
New England Capital Financial Advisors LLC assets under management
New England Capital Financial Advisors LLC is a registered investment adviser overseen by the SEC based in South Meriden, CT. The firm has been registered since 1999. It reports $673 million in regulatory assets under management and employs 12 people.
New England Capital Financial Advisors LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Marie Ocone Control | Member | 5-10% | 2025 |
| Christopher Michael Lee Control | Member | 10-25% | 2011 |
| Christopher William Beale Control | Managing Member | Over 75% | 1999 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does New England Capital Financial Advisors LLC manage?
New England Capital Financial Advisors LLC reports $673 million in regulatory assets under management on its Form ADV.
How many employees does New England Capital Financial Advisors LLC have?
New England Capital Financial Advisors LLC reports 12 employees.
Where is New England Capital Financial Advisors LLC located?
New England Capital Financial Advisors LLC is based in South Meriden, CT and has been SEC-registered since 1999.
Does New England Capital Financial Advisors LLC disclose fund performance?
New England Capital Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 79 Main Street, South Meriden, CT 06451-5118 |
| Phone | 203-935-0265 |
| Fax | 203-935-0266 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 196465 |
| Discloses disciplinary history | No |
Regulatory AUM
$673M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$673Mregulatory AUM
Discretionary $624.8MNon-discretionary $48.3M