New England Professional Planning Group Inc.
● SEC registered since 1980CRD 108868SEC# 801-15330Westerly, RI
Reg. AUM
$1.32B
Employees
16
Accounts
2,395
Location
Westerly, RI
New England Professional Planning Group Inc. assets under management
New England Professional Planning Group Inc. is an SEC-registered investment adviser based in Westerly, RI. The firm has been registered since 1980. It reports $1.3 billion in regulatory assets under management and employs 16 people.
New England Professional Planning Group Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joanna Elise Valentini Control | Chief Operating Officer | Under 5% | 2017 |
| Malcolm a. Makin Revocable Neppg Voting Shares Trust Control | Shareholder | Over 75% | 2024 |
| Malcolm Alfred Makin Control | President, Chief Executive Officer And Chief Compliance Officer | Under 5% | 1980 |
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Join to unlock · $37/moFrequently asked questions
How much does New England Professional Planning Group Inc. manage?
New England Professional Planning Group Inc. reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does New England Professional Planning Group Inc. have?
New England Professional Planning Group Inc. reports 16 employees.
Where is New England Professional Planning Group Inc. located?
New England Professional Planning Group Inc. is based in Westerly, RI and has been SEC-registered since 1980.
Does New England Professional Planning Group Inc. disclose fund performance?
New England Professional Planning Group Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 Granite Street, Westerly, RI 02891 |
| Phone | (401) 596-2800 |
| Fax | (401) 596-5980 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1540867 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.32B▲ 25%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$1.32Bregulatory AUM
Discretionary $1.25BNon-discretionary $71.3M