New England Research & Management, Inc.
● SEC registered since 1979CRD 110739SEC# 801-14380Chicago, IL
Reg. AUM
$337.1M
Employees
4
Accounts
408
Location
Chicago, IL
About New England Research & Management
New England Research & Management is a personalized long-term investment management firm founded in 1978. It follows a conservative philosophy, offers flexible long-term plans, maintains close client communication, and provides wealth management for individuals, families, and firms.
Summary based on the firm’s website.
New England Research & Management, Inc. assets under management
New England Research & Management, Inc. is a registered investment adviser overseen by the SEC based in Chicago, IL. The firm has been registered since 1979. It reports $337.1 million in regulatory assets under management and employs 4 people.
New England Research & Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Marguerite Mary Collins Control | President And Chief Compliance Officer | Over 75% | 1990 |
Frequently asked questions
How much does New England Research & Management, Inc. manage?
New England Research & Management, Inc. reports $337.1 million in regulatory assets under management on its Form ADV.
How many employees does New England Research & Management, Inc. have?
New England Research & Management, Inc. reports 4 employees.
Where is New England Research & Management, Inc. located?
New England Research & Management, Inc. is based in Chicago, IL and has been SEC-registered since 1979.
Does New England Research & Management, Inc. disclose fund performance?
New England Research & Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 53 West Jackson Blvd, 603, Chicago, IL 60604 |
| Phone | 312-212-1704 |
| Office hours | 7:00a.m. - 4:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1596077 |
| Discloses disciplinary history | No |
Regulatory AUM
$337.1M▲ 18%
Sep '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,369 advisers
EmployeesTop 69%
More than 31% of 16,804 advisers
Assets under management
$337.1Mregulatory AUM
Discretionary $336MNon-discretionary $1.1M