New Harbor Financial Group, LLC
● SEC registered since 2010CRD 155528SEC# 801-72007Worcester, MA
Reg. AUM
$820.9M
Employees
9
Accounts
2,197
Location
Worcester, MA
New Harbor Financial Group, LLC assets under management
New Harbor Financial Group, LLC is an SEC-registered investment adviser based in Worcester, MA. The firm has been registered since 2010. It reports $820.9 million in regulatory assets under management and employs 9 people.
New Harbor Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christine Marie Drisco | Chief Compliance Officer | 5-10% | 2011 |
| John Christopher Llodra Control | Managing Member | 50-75% | 2005 |
| Michael Robert Preston Control | Managing Member | 50-75% | 2005 |
Frequently asked questions
How much does New Harbor Financial Group, LLC manage?
New Harbor Financial Group, LLC reports $820.9 million in regulatory assets under management on its Form ADV.
How many employees does New Harbor Financial Group, LLC have?
New Harbor Financial Group, LLC reports 9 employees.
Where is New Harbor Financial Group, LLC located?
New Harbor Financial Group, LLC is based in Worcester, MA and has been SEC-registered since 2010.
Does New Harbor Financial Group, LLC disclose fund performance?
New Harbor Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 146 Main Street, Suite 302, Worcester, MA 01608 |
| Phone | 978-537-7701 |
| Fax | 978-537-7702 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$820.9M▲ 42%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$820.9Mregulatory AUM
Discretionary $794.3MNon-discretionary $26.6M