Newfront Retirement Services, Inc.
● SEC registered since 2014CRD 167641SEC# 801-80234San Mateo, CA
Reg. AUM
$1.04B
Employees
30
Accounts
106
Location
San Mateo, CA
Newfront Retirement Services, Inc. assets under management
Newfront Retirement Services, Inc. is an investment advisory firm registered with the SEC based in San Mateo, CA. The firm has been registered since 2014. It reports $1 billion in regulatory assets under management and employs 30 people.
Newfront Retirement Services, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christian Michael Bretz Control | Principal | Under 5% | 2016 |
| Gregory Franklyn Kaplan Control | President | Under 5% | 2023 |
| Joni Lynn Jennings Control | Chief Compliance Officer | Under 5% | 2023 |
| Willis North America, Inc. Control | 100% Owner, Parent | Over 75% | 2026 |
| Newfront Insurance Holdings, Inc. | Parent Company | Over 75% | 2022 |
| Trinity Acquisition PLC | Parent Company | Over 75% | 2016 |
| Willis Group Limited | Parent Company | Over 75% | 2016 |
| Willis Investment UK Holdings Limited | Parent Company | Over 75% | 2016 |
| Willis North America, Inc. | Parent Company | Over 75% | 2026 |
| Willis Towers Watson Public Limited Company | Parent Entity | Over 75% | 2016 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Newfront Retirement Services, Inc. manage?
Newfront Retirement Services, Inc. reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Newfront Retirement Services, Inc. have?
Newfront Retirement Services, Inc. reports 30 employees.
Where is Newfront Retirement Services, Inc. located?
Newfront Retirement Services, Inc. is based in San Mateo, CA and has been SEC-registered since 2014.
Does Newfront Retirement Services, Inc. disclose fund performance?
Newfront Retirement Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 777 Mariners Island Blvd, Suite 250, San Mateo, CA 94404 |
| Phone | 415-754-3635 |
| Fax | 415-483-7770 |
| Office hours | 8:30a.m. To 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1574674 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.04B▲ 60%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,306 advisers
EmployeesTop 18%
More than 82% of 16,824 advisers
Assets under management
$1.04Bregulatory AUM
Discretionary $1.04B